28 January 2021
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The SEC suspended approval of Mr. Phusit Kaewmongkolsri while committing an offense under Maybank Kim Eng Securities (Thailand) Public Company Limited for 4 years. And company business secret goes without permission
The Securities and Exchange Commission (SEC) received a report from Maybank Kim Eng Securities (Thailand) Public Company Limited (Kim Eng Securities) and further investigation found that In the period from May to October 5, 2016, Mr. Phusit Kaewmongkolsri, who at that time was an executive of Kim Eng Securities, took away important information and business secrets of Kim Eng Securities without. Allowed And later, Mr. Phusit resigned from Kim Eng Securities
The SEC considers that Mr. Phusit does not act with honesty. Therefore, the approval of the personnel in the capital market business has been suspended for 4 years from January 29, 2021, resulting in Mr. Phusit unable to be a director and executive of the capital market business according to the said period.
The SEC reiterates that personnel in the capital market business perform their duties or provide services with honesty. Have ethics or standards in performing work like a professional In particular, executives who play a role in supervising the operation of the business operator to comply with the law. Standards and Code of Business Conduct To build the confidence of investors
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